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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-09
  • NY RA
    APPROVED
    Since 2025-09-09

Branch Locations

45 Rockefeller Plaza Floor 5, New York, NY 10111 • USA

45 Rockefeller Plaza, New York, NY 10111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockefeller Financial Llc New York NY 10/2022 Present
Alumni Ventures New York NY 05/2021 10/2022
Brown University Providence RI 09/2016 05/2020
Brown University - School Of Engineering Providence RI 06/2020 05/2021
Rockefeller Capital Management Ny NY 10/2022 Present
  • 10/2022 → Present
    New York, NY
  • 05/2021 → 10/2022
    Alumni Ventures
    New York, NY
  • 09/2016 → 05/2020
    Brown University
    Providence, RI
  • 06/2020 → 05/2021
    Brown University - School Of Engineering
    Providence, RI
  • 10/2022 → Present
    Rockefeller Capital Management
    Ny, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-09
  • S66 Uniform Combined State Law Examination
    2025-09-09

View on SEC IAPD

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