Joshua M Miller

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
NJ	RA	APPROVED	2010-06-28
TX	RA	APPROVED	2010-03-08
CT	RA	APPROVED	2010-01-05

NY RA
APPROVED

Since 2021-04-19
NJ RA
APPROVED

Since 2010-06-28
TX RA
APPROVED

Since 2010-03-08
CT RA
APPROVED

Since 2010-01-05

Branch Locations

1325 Franklin Ave, Garden City, NY 11530 • United States

Sea Cliff, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Garden City	NY	09/2009	Present
Bank Of America, N.A.	Garden City	NY	12/2009	Present

09/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Garden City, NY
12/2009 → Present

Bank Of America, N.A.

Garden City, NY

Other Businesses

I*1970330, Entity Type, Name of OBA: North Shore PAL Roller Hockey Address: Sea Cliff, NY 11579 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 9/9/24 No Hours: 5 hrs monthly No Hours during trading: Duties: Board Member

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-12-23

S66 Uniform Combined State Law Examination

2009-12-23

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

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