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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-07-05 |
| NY | RA | APPROVED | 2024-08-05 |
| TX | RA | APPROVED | 2024-08-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services | New York | NY | 10/2022 | 08/2023 |
| Massmutual Life Insurance Company | New York | NY | 09/2023 | 07/2024 |
| Massmutual/Barnum Financial Group | New York | NY | 11/2023 | 07/2024 |
| Fairfield University | Fairfield | CT | 09/2019 | 05/2023 |
| Mml Investors Services | New York | NY | 08/2023 | 07/2024 |
| J.P. Morgan Securities Llc | New York | NY | 07/2024 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 07/2024 | Present |
| Barnum Financial Group | New York | NY | 05/2023 | 07/2024 |
| Young La | Calverton | NY | 05/2021 | 06/2023 |
| Terra Vite North Fork Winery & Vineyard | Jamesport | NY | 05/2021 | 08/2022 |
| Atlantis Marine World Llc | Riverhead | NY | 06/2016 | 10/2019 |
| Ag1 | Carson City | NV | 07/2025 | 08/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-09 |
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