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Terry James Oconnor

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rolling Meadows, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-23
IL RA APPROVED 2023-02-05
  • TX RA
    APPROVED
    Since 2023-02-23
  • IL RA
    APPROVED
    Since 2023-02-05

Branch Locations

1600 Golf Rd Ci Relationship Management, Rolling Meadows, IL 60008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 10/2022 Present
Constellation Energy Braidwood IL 01/2021 10/2022
Loomis Armored Salt Lake City UT 08/2015 12/2021
Bank Of America, N.A. Rolling Meadows IL 12/2024 Present
  • 10/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Rolling Meadows, IL
  • 01/2021 → 10/2022
    Constellation Energy
    Braidwood, IL
  • 08/2015 → 12/2021
    Loomis Armored
    Salt Lake City, UT
  • 12/2024 → Present
    Bank Of America, N.A.
    Rolling Meadows, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-03
  • S66 Uniform Combined State Law Examination
    2023-02-03
Other Names
  • Terry James Bockes

View on SEC IAPD

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Other Offices

LEADING EDGE WEALTH MANAGEMENT, LLC · ROLLING MEADOWS, IL
AMERIPRISE FINANCIAL SERVICES, LLC · ROLLING MEADOWS, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROLLING MEADOWS, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Rolling Meadows, IL
LPL FINANCIAL LLC · ROLLING MEADOWS, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROLLING MEADOWS, IL
GIBBS WEALTH MANAGEMENT, LLC · Rolling Meadows, IL
LPL FINANCIAL LLC · ROLLING MEADOWS, IL

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