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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-06-19 |
| IL | RA | APPROVED | 2017-06-14 |
Branch Locations
540 W Madison St Ci Relationship Management, Chicago, IL 60661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Wauconda | IL | 05/2015 | 03/2017 |
| Fifth Third Securities | Wauconda | IL | 08/2015 | 03/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows | IL | 03/2017 | Present |
| Bank Of America N.A. | Rolling Meadows | IL | 11/2022 | Present |
I*112747 For profit or not for profit: For-Profit Organization Name of outside business organization: Guideways International Inc Address of business: Wauconda, Illinois 60084 Nature of business: Corporation, Position, title, association: Owner, Start date of relationship: 3/5/2018 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: online retail store selling to the end user using Amazon and EBay store front . No specific business responsibilities at this time. I*7797 For profit or not for profit: Name of outside business organization: Not under any business name Investment related: Address of business: Deerfield, Illinois 60015 Nature of business: , Position, title, association: , Start date of relationship: 4/1/2019 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-19 |
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