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Peter John Haberkorn

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-12-15
IL RA APPROVED 2020-12-08
  • TX RA
    APPROVED
    Since 2020-12-15
  • IL RA
    APPROVED
    Since 2020-12-08

Branch Locations

540 W Madison St Ci Relationship Management, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 08/2017 Present
Traditum Chicago IL 09/2012 04/2017
Unemployed Orland Park IL 05/2017 07/2017
Bank Of America, N.A. Rolling Meadows IL 07/2021 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-05
  • S66 Uniform Combined State Law Examination
    2020-12-05
Other Names
  • Peter Haberkorn

View on SEC IAPD

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