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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-07-12
TX RA APPROVED 2017-07-12
  • IL RA
    APPROVED
    Since 2017-07-12
  • TX RA
    APPROVED
    Since 2017-07-12

Branch Locations

540 W Madison St Ci Relationship Management, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 03/2017 Present
Bank Of America, N.A. Rolling Meadows IL 03/2017 Present
Al Garcia State Farm Agency Chicago IL 01/2017 03/2017
State Farm Joe Cichon Chicago IL 11/2015 12/2016
Homedepot Chicago IL 04/2010 02/2017
  • 03/2017 → Present
    Rolling Meadows, IL
  • 03/2017 → Present
    Bank Of America, N.A.
    Rolling Meadows, IL
  • 01/2017 → 03/2017
    Al Garcia State Farm Agency
    Chicago, IL
  • 11/2015 → 12/2016
    State Farm Joe Cichon
    Chicago, IL
  • 04/2010 → 02/2017
    Homedepot
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-11
  • S66 Uniform Combined State Law Examination
    2017-07-11
Other Names
  • Jaime Bibian Diaz

View on SEC IAPD

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