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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-10-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 10/2022 | 06/2024 |
| Omnex Group Inc | Englewood Cliffs | NJ | 08/2021 | 01/2022 |
| Omnex Group Inc | Englewood Cliffs | NJ | 06/2021 | 08/2021 |
| Fordham University | Bronx | NY | 01/2019 | 05/2020 |
| Unemployed | Bronx | NY | 06/2020 | 05/2021 |
| Barbizon Modeling And Acting School | New York | NY | 06/2018 | 12/2018 |
| Unemployed | Bronx | NY | 02/2022 | 09/2022 |
| Summer Youth | New York | NY | 06/2017 | 09/2017 |
| Rojo Rooster Convenience Stores Inc | Englewood | NJ | 06/2021 | 01/2022 |
| J.P. Morgan Securities Llc | New York | NY | 10/2024 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 10/2024 | Present |
| Unemployed | Bronx | NY | 10/2014 | 05/2017 |
| Unemployed | Bronx | NY | 10/2017 | 05/2018 |
| Unemployed | Bronx | NY | 07/2024 | 09/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-07 |
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