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Nicholas Ryan Cervi

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Seal Beach, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-12
CA RA APPROVED 2023-03-13
  • TX RA
    APPROVED
    Since 2023-05-12
  • CA RA
    APPROVED
    Since 2023-03-13

Branch Locations

3010 Old Ranch Pkwy, Seal Beach, CA 90740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Long Beach CA 10/2022 Present
Enjoy Technology Inc. Palo Alto CA 08/2021 09/2022
Starbucks Seattle WA 01/2015 08/2021
Firebirds Of Southpark Llc Charlotte CA 01/2016 10/2017
Asurion Insurance Services Inc. Nashville CA 08/2022 10/2022
Bank Of America, N.A. Long Beach CA 02/2023 Present
  • 10/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Long Beach, CA
  • 08/2021 → 09/2022
    Enjoy Technology Inc.
    Palo Alto, CA
  • 01/2015 → 08/2021
    Starbucks
    Seattle, WA
  • 01/2016 → 10/2017
    Firebirds Of Southpark Llc
    Charlotte, CA
  • 08/2022 → 10/2022
    Asurion Insurance Services Inc.
    Nashville, CA
  • 02/2023 → Present
    Bank Of America, N.A.
    Long Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-06
  • S66 Uniform Combined State Law Examination
    2023-03-06

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Seal Beach, CA
J.P. MORGAN SECURITIES LLC · SEAL BEACH, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SEAL BEACH, CA
UBS FINANCIAL SERVICES INC. · SEAL BEACH, CA
LPL FINANCIAL LLC · SEAL BEACH, CA
OSAIC WEALTH, INC. · SEAL BEACH, CA
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