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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-19
CT RA APPROVED 2024-02-02
  • TX RA
    APPROVED
    Since 2024-03-19
  • CT RA
    APPROVED
    Since 2024-02-02

Branch Locations

108 Main St N, Southbury, CT 06488 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ansonia CT 10/2022 Present
Wainscot Solutions New Milford CT 10/2021 10/2022
Miriam Mendez State Farm Agency New Milford CT 03/2022 06/2022
Foreverlawn Ctny Danbury CT 03/2021 10/2021
Fastenal Keene NH 09/2018 03/2020
Unemployed New Milford CT 03/2020 03/2021
Keene State College Keene NH 08/2016 05/2020
Mayflower Inn & Spa Washington CT 05/2016 08/2017
  • 10/2022 → Present
    Ansonia, CT
  • 10/2021 → 10/2022
    Wainscot Solutions
    New Milford, CT
  • 03/2022 → 06/2022
    Miriam Mendez State Farm Agency
    New Milford, CT
  • 03/2021 → 10/2021
    Foreverlawn Ctny
    Danbury, CT
  • 09/2018 → 03/2020
    Fastenal
    Keene, NH
  • 03/2020 → 03/2021
    Unemployed
    New Milford, CT
  • 08/2016 → 05/2020
    Keene State College
    Keene, NH
  • 05/2016 → 08/2017
    Mayflower Inn & Spa
    Washington, CT
Other Businesses

I*3124292 Entity Type: N/A Name of OBA: VALLEY VIEW CONDOMINIUM ASSOCIATION, INC. Address: Seymour, Connecticut, 6483 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 11/13/2025 Number of Hours: 1, Weekly Number of Hours during trading: 0, Weekly Duties: The condominium HOA is responsible for managing and maintaining shared property and common areas within the community. Its purpose is to preserve property values, enforce community rules and bylaws, ensure the proper upkeep of facilities, and promote a safe, well-maintained, and cohesive living environment for all residents. As a member of my HOA board I will be responsible for helping oversee the management and maintenance of the property, reviewing and approving budgets, ensuring compliance with community bylaws and making decisions in the best interest of all residents. I will also participate in board meetings, communicate with homeowners and collaborate with management to address community issues and plan for long term improvement.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-01
  • S66 Uniform Combined State Law Examination
    2024-02-01

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