Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-29
CA RA APPROVED 2024-01-30
  • TX RA
    APPROVED
    Since 2024-02-29
  • CA RA
    APPROVED
    Since 2024-01-30

Branch Locations

701 B St, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 10/2022 Present
Blue Ocean Harumama Server CA 07/2021 10/2022
Vista Wealth Management Palo Alto CA 06/2021 05/2022
Safeway Danville CA 06/2019 08/2019
Unemployed Danville CA 08/2016 08/2018
Blackhawk Coutry Club Danville CA 05/2020 08/2020
San Diego State University San Diego CA 08/2018 06/2022
S.D. Haru Group La Jolla CA 10/2021 10/2022
  • 10/2022 → Present
    San Diego, CA
  • 07/2021 → 10/2022
    Blue Ocean Harumama
    Server, CA
  • 06/2021 → 05/2022
    Vista Wealth Management
    Palo Alto, CA
  • 06/2019 → 08/2019
    Safeway
    Danville, CA
  • 08/2016 → 08/2018
    Unemployed
    Danville, CA
  • 05/2020 → 08/2020
    Blackhawk Coutry Club
    Danville, CA
  • 08/2018 → 06/2022
    San Diego State University
    San Diego, CA
  • 10/2021 → 10/2022
    S.D. Haru Group
    La Jolla, CA
Other Businesses

I* 1204297 For profit or not for profit: Entity For Profit Name of outside business organization: EverythingPorsche356 ebay Store Investment related: no Address of business: Danville, CA, 94506 Nature of business: Private Limited Company Position, title, association: Owner Start date of relationship: 02/01/2022 Number of hours devoted: 4 monthly Number of hours devoted during trading hours: 0 Duties: Handling orders and shipping out the items. Customer service, by answering questions.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-29
  • S66 Uniform Combined State Law Examination
    2024-01-29

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Diego, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor