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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-12
WA RA APPROVED 2023-02-07
  • TX RA
    APPROVED
    Since 2023-05-12
  • WA RA
    APPROVED
    Since 2023-02-07

Branch Locations

601 W Riverside Ave, Spokane, WA 99201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Liberty Lake WA 10/2022 Present
Pga Tour Ponte Vedra Beach FL 01/2008 09/2021
Unemployed Spokane WA 09/2021 10/2022
Bank Of America, N.A. Liberty Lake WA 01/2023 Present
Other Businesses

I*3217293 Entity Type: Entity Charitable Name of OBA: Gonzaga Preparatory School Address: Spokane, Washington, 99207 Investment Related: No Position, Title, Association: Employee Employee Start Date: 02/15/2026 Number of Hours: 8, Weekly Number of Hours during trading: 0, Weekly Duties: Preparatory High School Head Men's Golf Coach

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-06
  • S66 Uniform Combined State Law Examination
    2023-02-06

View on SEC IAPD

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