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1401 Se Walton Blvd. Suite 201, Bentonville, AR 72712 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-06-13 |
| OK | RA | APPROVED | 2024-09-05 |
| MO | RA | APPROVED | 2023-04-20 |
| TX | RA | APPROVED_RES | 2018-10-31 |
| AR | RA | APPROVED | 2011-06-17 |
Branch Locations
1401 Se Walton Blvd. Suite 201, Bentonville, AR 72712 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Financialadvisors And Associates | Rogers | AR | 02/2010 | Present |
| Guardian Financial, Inc. | Rogers | AR | 06/2011 | Present |
| Phil413, Llc | Rogers | AR | 01/2017 | 02/2022 |
Guardian Financial Advisors and Associates; and Guardian Financial Advisors; investment related; Rogers, AR; insurance services and product sales; owner/insurance agent; start date 02/2010 and 05/2008 respectively; approximately 25% of time is spent in this business. PHIL413, LLC DBA Guardian Tax Tips, DBA Great Financial Tips; non-investment related; Rogers, AR; consulting on internet marketing strategies; started 09/2016; less than 5% of time in this business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-03-19 |
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