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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-04-12 |
| TX | RA | APPROVED_RES | 2024-04-12 |
Branch Locations
277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Garden City | NY | 10/2015 | 08/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Great Neck | NY | 01/2019 | 12/2021 |
| Unemployed | Syosset | NY | 09/2018 | 01/2019 |
| First Republic Investment Management, Inc | Garden City | NY | 01/2022 | Present |
| First Republic Securities Company, Llc | Garden City | NY | 01/2022 | 10/2023 |
| J.P. Morgan Securities Llc | Melville | NY | 09/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Melville | NY | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 2017-12-01 |
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