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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-21
CO RA APPROVED 2023-01-24
  • TX RA
    APPROVED
    Since 2025-01-21
  • CO RA
    APPROVED
    Since 2023-01-24

Branch Locations

1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States

1201 Highway 133, Carbondale, CO 81623 • United States

205 E Meadows Dr, Glenwood Springs, CO 81601 • United States

119 S Mill St, Aspen, CO 81611 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Greenwood Village CO 10/2022 Present
Aspen Ski Company Aspen CO 11/2013 Present
Calcydny, Llc Snowmass Village CO 05/2016 11/2020
Boston University Boston MA 12/2020 07/2022
Eat, Llc Basalt CO 11/2020 10/2022
  • 10/2022 → Present
    Greenwood Village, CO
  • 11/2013 → Present
    Aspen Ski Company
    Aspen, CO
  • 05/2016 → 11/2020
    Calcydny, Llc
    Snowmass Village, CO
  • 12/2020 → 07/2022
    Boston University
    Boston, MA
  • 11/2020 → 10/2022
    Eat, Llc
    Basalt, CO
Other Businesses

RENTAL PROPERTY; INV. RELATED; GLENWOOD SPRINGS,CO; 100% OWNERSHIP WITH SPOUSE; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER. CRAVE ASPEN LLC, INV RLTD; BASALT,CO; CATERING; SERVER; 06/20/2026; 8 HOURS PER MONTH; 0 DURING TRADING HOURS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-24
  • S66 Uniform Combined State Law Examination
    2023-01-24
Other Names
  • Kevin L Hueth

View on SEC IAPD

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