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432 Security Blvd. Ste. 101, Green Bay, WI 54313-9709 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2024-01-16 |
| TN | RA | APPROVED | 2024-01-16 |
| OH | RA | APPROVED | 2023-05-19 |
| NC | RA | APPROVED | 2020-10-30 |
Branch Locations
1255 Lynnfield Road #109, Memphis, TN 38119 • United States
432 Security Blvd. Ste. 101, Green Bay, WI 54313 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dempsey Lord Smith, Llc | Rome | GA | 08/2013 | 10/2016 |
| Exclusive Financial Strategies | Memphis | TN | 05/2015 | Present |
| Lasalle St. Securities | Elmhurst | IL | 10/2016 | 07/2017 |
| Packerland Brokerage Services | Green Bay | WI | 07/2017 | Present |
EXCLUSIVE FINANCIAL STRATEGIES INVESTMENT RELATED 40 HRS WEEK; 10/2/14 TO PRESENT. Fixed Insurance, Life insurance, long term care insurance and disability insurance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-22 |
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