Best Investors Account Sign in

Lauren W Phelps

Morgan Stanley

Columbia, SC

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-09
SC RA APPROVED 2021-11-16
  • TX RA
    APPROVED
    Since 2021-12-09
  • SC RA
    APPROVED
    Since 2021-11-16

Branch Locations

1320 Main Street Suite 800, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 10/2014 04/2017
Unemployed Columbia SC 04/2017 06/2018
Bb&T Securities, Llc West Columbia SC 06/2018 02/2021
Truist Investment Services, Inc. West Columbia SC 02/2021 07/2021
Morgan Stanley Columbia SC 09/2021 Present
  • 10/2014 → 04/2017
    Axa Advisors, Llc
    New York, NY
  • 04/2017 → 06/2018
    Unemployed
    Columbia, SC
  • 06/2018 → 02/2021
    Bb&T Securities, Llc
    West Columbia, SC
  • 02/2021 → 07/2021
    Truist Investment Services, Inc.
    West Columbia, SC
  • 09/2021 → Present
    Morgan Stanley
    Columbia, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-16
S63 Uniform Securities Agent State Law Examination 2014-11-04
  • S65 Uniform Investment Adviser Law Examination
    2021-11-16
  • S63 Uniform Securities Agent State Law Examination
    2014-11-04
Other Names
  • Lauren Williamson Wilder
  • Lauren Wilder Phelps
  • Lauren Phelps

View on SEC IAPD

Other Firms

INDEPENDENT ADVISOR ALLIANCE, LLC
APOLLON WEALTH MANAGEMENT, LLC
ABACUS PLANNING GROUP, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PARK AVENUE SECURITIES LLC
EDWARD JONES
CAPITAL CONSULTING GROUP, INC
BEERS KIGHT FINANCIAL ADVISORS, LLC

Other Investors

STEPHANIE YAUN VOKRAL
Kevin Raphael Kelly
BRADLEY K HUMPHRIES
DAVID SAMUEL PALKOVITZ
CHARLES BAYS FLOWERS
SUSAN AMICK MCCANTS
XIMENA ALEXANDRA CHASTAIN
CORINNE SHERIDAN HANNA

Other Offices

INDEPENDENT ADVISOR ALLIANCE, LLC · Columbia, SC
APOLLON WEALTH MANAGEMENT, LLC · Columbia, SC
ABACUS PLANNING GROUP, INC. · COLUMBIA, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBIA, SC
PARK AVENUE SECURITIES LLC · COLUMBIA, SC
EDWARD JONES · COLUMBIA, SC
CAPITAL CONSULTING GROUP, INC · COLUMBIA, SC
BEERS KIGHT FINANCIAL ADVISORS, LLC · COLUMBIA, SC

More in Columbia, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor