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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-12 |
| MN | RA | APPROVED | 2023-01-31 |
Branch Locations
11 E. Superior Street Suite 500, Duluth, MN 55802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Power | Duluth | MN | 10/2008 | 10/2022 |
| Raymond James Financial Services, Inc. | Duluth | MN | 10/2022 | Present |
(1)Name of Business: Ascential Wealth Advisors Address: 11 E Superior St Ste 500/508, Duluth, MN, 55802-2007, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (2)Name of Business: Minnesota Department of Natural Resources Forest Stewardship Program Address: 42 Rahkola Road, Esko, MN, 55733, United States Activity Type: Other Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/20/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Raw Land enrolled in the Forest Stewardship program run by the Minnesota Department of Natural Resources
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-30 |
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