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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-05-03 |
Branch Locations
3630 Poplar Tent Road Unit C, Concord, NC 28027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Traditions And Company | Mooresville | NC | 07/2021 | 11/2023 |
| Lake Norman Dentistry | Huntersville | NC | 06/2020 | 08/2022 |
| Unemployed | Cornelius | NC | 03/2020 | 06/2020 |
| Lake Norman Dentistry | Huntersville | NC | 07/2019 | 03/2020 |
| The Jewel Box | Davidson | NC | 08/2020 | 11/2020 |
| Village Dental - Olde Raleigh | Raleigh | NC | 04/2018 | 06/2019 |
| Top Of The Hill | Chapel Hill | NC | 08/2017 | 03/2018 |
| Seven Senses Food & Cheer | Cookeville | TN | 05/2017 | 07/2017 |
| Tennessee Tech University | Cookeville | TN | 01/2014 | 05/2017 |
| Lpl Financial Llc | Concord | NC | 11/2022 | 05/2024 |
| Independent Advisor Alliance | Charlotte | NC | 04/2023 | 05/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2024 | Present |
1) FOCUS WEALTH PLANNING, 3630 POPLAR TENT RD SUITE C CONCORD NC, 11/2022, ADMIN, DBA, INV REL, 160 HR/MO 160 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 05/2024, AS ADMINISTRATIVE REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING 3) ANNA NIFONG, 229 RIVER BIRCH CIRCLE, MOORESVILLE NC 28115, 05/20/2026, OWNER, OWNER/PARTNER OF A BUSINESS ENTITY, NIR, 4 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-26 |
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