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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-05-03
  • NC RA
    APPROVED
    Since 2024-05-03

Branch Locations

3630 Poplar Tent Road Unit C, Concord, NC 28027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Traditions And Company Mooresville NC 07/2021 11/2023
Lake Norman Dentistry Huntersville NC 06/2020 08/2022
Unemployed Cornelius NC 03/2020 06/2020
Lake Norman Dentistry Huntersville NC 07/2019 03/2020
The Jewel Box Davidson NC 08/2020 11/2020
Village Dental - Olde Raleigh Raleigh NC 04/2018 06/2019
Top Of The Hill Chapel Hill NC 08/2017 03/2018
Seven Senses Food & Cheer Cookeville TN 05/2017 07/2017
Tennessee Tech University Cookeville TN 01/2014 05/2017
Lpl Financial Llc Concord NC 11/2022 05/2024
Independent Advisor Alliance Charlotte NC 04/2023 05/2024
Cambridge Investment Research, Inc. Fairfield IA 05/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2024 Present
  • 07/2021 → 11/2023
    Traditions And Company
    Mooresville, NC
  • 06/2020 → 08/2022
    Lake Norman Dentistry
    Huntersville, NC
  • 03/2020 → 06/2020
    Unemployed
    Cornelius, NC
  • 07/2019 → 03/2020
    Lake Norman Dentistry
    Huntersville, NC
  • 08/2020 → 11/2020
    The Jewel Box
    Davidson, NC
  • 04/2018 → 06/2019
    Village Dental - Olde Raleigh
    Raleigh, NC
  • 08/2017 → 03/2018
    Top Of The Hill
    Chapel Hill, NC
  • 05/2017 → 07/2017
    Seven Senses Food & Cheer
    Cookeville, TN
  • 01/2014 → 05/2017
    Tennessee Tech University
    Cookeville, TN
  • 11/2022 → 05/2024
    Lpl Financial Llc
    Concord, NC
  • 04/2023 → 05/2024
    Independent Advisor Alliance
    Charlotte, NC
  • 05/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/2024 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) FOCUS WEALTH PLANNING, 3630 POPLAR TENT RD SUITE C CONCORD NC, 11/2022, ADMIN, DBA, INV REL, 160 HR/MO 160 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 05/2024, AS ADMINISTRATIVE REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING 3) ANNA NIFONG, 229 RIVER BIRCH CIRCLE, MOORESVILLE NC 28115, 05/20/2026, OWNER, OWNER/PARTNER OF A BUSINESS ENTITY, NIR, 4 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-26
  • S66 Uniform Combined State Law Examination
    2023-04-26
Other Names
  • Anna Alicia Nifong
  • Anna Alicia Earl

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