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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-06
MN RA APPROVED 2024-01-18
  • TX RA
    APPROVED
    Since 2025-01-06
  • MN RA
    APPROVED
    Since 2024-01-18

Branch Locations

New York, NY • United States

100 South 5Th Street Suite 2450, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Minneapolis MN 09/2022 09/2023
Wells Fargo Bank Minneapolis MN 09/2022 09/2023
Target Co. Maple Grove MN 10/2016 09/2017
Malone's Maple Grove MN 10/2017 08/2021
Foreverence Maple Grove MN 08/2020 05/2022
Augeo Saint Paul MN 06/2022 08/2022
University Of St. Thomas Saint Paul MN 09/2018 05/2022
Maple Grove Senior High School Maple Grove MN 09/2016 06/2018
Mml Investors Services, Llc Minneapolis MN 09/2023 Present
Massmutual Life Insurance Co Minneapolis MN 08/2023 Present
  • 09/2022 → 09/2023
    Wells Fargo Clearing Services
    Minneapolis, MN
  • 09/2022 → 09/2023
    Wells Fargo Bank
    Minneapolis, MN
  • 10/2016 → 09/2017
    Target Co.
    Maple Grove, MN
  • 10/2017 → 08/2021
    Malone's
    Maple Grove, MN
  • 08/2020 → 05/2022
    Foreverence
    Maple Grove, MN
  • 06/2022 → 08/2022
    Augeo
    Saint Paul, MN
  • 09/2018 → 05/2022
    University Of St. Thomas
    Saint Paul, MN
  • 09/2016 → 06/2018
    Maple Grove Senior High School
    Maple Grove, MN
  • 09/2023 → Present
    Minneapolis, MN
  • 08/2023 → Present
    Massmutual Life Insurance Co
    Minneapolis, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-12
S63 Uniform Securities Agent State Law Examination 2022-12-01
  • S65 Uniform Investment Adviser Law Examination
    2023-12-12
  • S63 Uniform Securities Agent State Law Examination
    2022-12-01
Other Names
  • Grant Saari

View on SEC IAPD

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