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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-06 |
| MN | RA | APPROVED | 2024-01-18 |
Branch Locations
100 South 5Th Street Suite 2450, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Minneapolis | MN | 09/2022 | 09/2023 |
| Wells Fargo Bank | Minneapolis | MN | 09/2022 | 09/2023 |
| Target Co. | Maple Grove | MN | 10/2016 | 09/2017 |
| Malone's | Maple Grove | MN | 10/2017 | 08/2021 |
| Foreverence | Maple Grove | MN | 08/2020 | 05/2022 |
| Augeo | Saint Paul | MN | 06/2022 | 08/2022 |
| University Of St. Thomas | Saint Paul | MN | 09/2018 | 05/2022 |
| Maple Grove Senior High School | Maple Grove | MN | 09/2016 | 06/2018 |
| Mml Investors Services, Llc | Minneapolis | MN | 09/2023 | Present |
| Massmutual Life Insurance Co | Minneapolis | MN | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-01 |
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