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6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-06-16 |
| TX | RA | APPROVED | 2019-04-30 |
Branch Locations
11700 Katy Freeway Suite #630, Houston, TX 77079 • United States
6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States
6201 College Blvd Suite #150, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Mutual Fund Store-Houston, Llc | Overland Park | KS | 12/2012 | 09/2016 |
| Financial Engines Advisor Center, Llc | Houston | TX | 09/2016 | 11/2016 |
| Financial Engines Advisors L.L.C. | Houston | TX | 11/2016 | 04/2019 |
| Prime Capital Investment Advisors, Llc | Overland Park | KS | 04/2019 | Present |
1) PCIA Houston LLC, non-investment related, 3505 Sage Rd Unit 3003 Houston, TX 7056, Ownership Duties as needed (i.e. payroll, business related expenses,etc), Owner/Chief Executive member, 09/27/2021, <8 hours per month, 0 hours during trading, I am the owner and chief executive member of PCIA Houston LLC; My role in the business is administrative in nature with ownership duties; I maintain payroll and pay expenses related to my contract with Prime Capital Investment Advisors, LLC. 2)CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-04-03 |
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