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Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2026-06-16
TX RA APPROVED 2019-04-30
  • KS RA
    APPROVED
    Since 2026-06-16
  • TX RA
    APPROVED
    Since 2019-04-30

Branch Locations

11700 Katy Freeway Suite #630, Houston, TX 77079 • United States

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

6201 College Blvd Suite #150, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Mutual Fund Store-Houston, Llc Overland Park KS 12/2012 09/2016
Financial Engines Advisor Center, Llc Houston TX 09/2016 11/2016
Financial Engines Advisors L.L.C. Houston TX 11/2016 04/2019
Prime Capital Investment Advisors, Llc Overland Park KS 04/2019 Present
  • 12/2012 → 09/2016
    The Mutual Fund Store-Houston, Llc
    Overland Park, KS
  • 09/2016 → 11/2016
    Financial Engines Advisor Center, Llc
    Houston, TX
  • 11/2016 → 04/2019
    Financial Engines Advisors L.L.C.
    Houston, TX
  • 04/2019 → Present
    Prime Capital Investment Advisors, Llc
    Overland Park, KS
Previous Registrations
  • 2016-11-30 → 2019-05-23
    Houston, TX
  • 2016-09-06 → 2016-11-30
    Financial Engines Advisor Center, Llc
    Houston, TX
    Overland Park, KS
  • 2012-12-03 → 2016-09-23
    The Mutual Fund Store
    Overland Park, KS
    Houston, TX
  • 2010-11-04 → 2012-12-11
    The Mutual Fund Store
    Sugar Land, TX
  • 2010-05-14 → 2012-12-11
    The Mutual Fund Store
    Houston, TX
Other Businesses

1) PCIA Houston LLC, non-investment related, 3505 Sage Rd Unit 3003 Houston, TX 7056, Ownership Duties as needed (i.e. payroll, business related expenses,etc), Owner/Chief Executive member, 09/27/2021, <8 hours per month, 0 hours during trading, I am the owner and chief executive member of PCIA Houston LLC; My role in the business is administrative in nature with ownership duties; I maintain payroll and pay expenses related to my contract with Prime Capital Investment Advisors, LLC. 2)CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-04-03
  • S65 Uniform Investment Adviser Law Examination
    2010-04-03
Designations

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