Hennessey Pahl Stuart

Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2022 → 04/2024
  American Trust Investment Services
  Pinehurst, NC
• 02/2022 → 10/2022
  Brothers Bbq
  Denver, CO
• 07/2021 → 02/2022
  Pioneer Lines
  Greenwood Village, CO
• 05/2019 → 07/2021
  Wsp
  Raleigh, NC
• 01/2019 → Present
  North Carolina State University & Acc Network
  Raleigh, NC
• 04/2024 → 08/2025
  Cetera Wealth Services, Llc
  El Segundo, CA
• 04/2024 → 08/2025
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2025 → Present
  Capfinancial Partners, Llc. (Captrust)
  Raleigh, NC
• 07/2014 → 05/2019
  North Carolina State University
  Raleigh, NC

Previous Registrations

• 2024-04-29 → 2025-08-20
  Cetera Investment Advisers Llc
  Raleigh, NC

Other Businesses

NAME OF OTHER BUSINESS: NORTH CAROLINA STATE UNIVERSITY & ACC NETWORK, INVESTMENT RELATED: NO, ADDRESS: 2611 CATES AVENUE RALEIGH NC 27606, NATURE OF BUSINESS: PROVIDE COMMENTARY TO THE LIVE STREAMING OF NC STATES HOME SWIM MEETS. START DATE: 01/2019, POSITION/TITLE/RELATIONSHIP: COLOR COMMENTARY, APX NUMBER OF HOURS PER WEEK: 4, APX NUMBER OF HOURS DURING TRADING HOURS: 2, BRIEF DESCRIPTION OF DUTIES: PROVIDE COMMENTARY TO THE LIVE STREAMING OF NC STATES HOME SWIM MEETS.

Exams

• S66 Uniform Combined State Law Examination
  2023-10-02