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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-08-05 |
Branch Locations
1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | New York | NY | 06/2023 | Present |
| Fordham University | Bronx | NY | 09/2021 | 06/2023 |
| Stonehill College | Easton | MA | 09/2019 | 09/2021 |
| Saint Johns High School | Shrewsbury | MA | 09/2015 | 09/2019 |
1)Imparato Media,New YorkUnited States,Sole proprietorship,Photography, Videography, Media ServicesProviding photo and video services including engagements, couple shoots, weddings, events, small businesses,Proprietor / owner,Marketing my services of taking pictures and videos, editing them and providing the final result to the client.Start date -11/3/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-03 |
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