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Domenic Leo Imparato

Ubs Financial Services Inc.

New York, NY

CRD 7648864

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-08-05
  • NY RA
    APPROVED
    Since 2024-08-05

Branch Locations

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services New York NY 06/2023 Present
Fordham University Bronx NY 09/2021 06/2023
Stonehill College Easton MA 09/2019 09/2021
Saint Johns High School Shrewsbury MA 09/2015 09/2019
  • 06/2023 → Present
    Ubs Financial Services
    New York, NY
  • 09/2021 → 06/2023
    Fordham University
    Bronx, NY
  • 09/2019 → 09/2021
    Stonehill College
    Easton, MA
  • 09/2015 → 09/2019
    Saint Johns High School
    Shrewsbury, MA
Other Businesses

1)Imparato Media,New YorkUnited States,Sole proprietorship,Photography, Videography, Media ServicesProviding photo and video services including engagements, couple shoots, weddings, events, small businesses,Proprietor / owner,Marketing my services of taking pictures and videos, editing them and providing the final result to the client.Start date -11/3/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-03
  • S66 Uniform Combined State Law Examination
    2024-08-03

View on SEC IAPD

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