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Inactive

James Edward Bowie

Tradewinds, LLC

Raleigh, NC

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Current Employers
Tradewinds, Llc

4600 Marriott Dr. Suite 200, Raleigh, NC 27612 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-08-20
  • NC RA
    APPROVED
    Since 2024-08-20

Branch Locations

4600 Marriott Dr. Suite 200, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Beacon Wealthcare Raleigh NC 03/2022 06/2022
Captrust Raleigh NC 09/2020 03/2022
Juicekeys Raleigh NC 05/2020 08/2020
Wake County Younglife Raleigh NC 05/2019 08/2019
Old Chatham Durham NC 05/2018 08/2018
Fidelity Investments Durham NC 10/2022 05/2024
Montague Development Raleigh NC 05/2017 08/2017
Nc State University Raleigh NC 09/2016 06/2020
Unemplyed Raleigh NC 07/2022 10/2022
Raleigh Younglife Raleigh NC 06/2019 08/2019
Tradewinds, Llc Raleigh NC 06/2024 Present
  • 03/2022 → 06/2022
    Beacon Wealthcare
    Raleigh, NC
  • 09/2020 → 03/2022
    Captrust
    Raleigh, NC
  • 05/2020 → 08/2020
    Juicekeys
    Raleigh, NC
  • 05/2019 → 08/2019
    Wake County Younglife
    Raleigh, NC
  • 05/2018 → 08/2018
    Old Chatham
    Durham, NC
  • 10/2022 → 05/2024
    Fidelity Investments
    Durham, NC
  • 05/2017 → 08/2017
    Montague Development
    Raleigh, NC
  • 09/2016 → 06/2020
    Nc State University
    Raleigh, NC
  • 07/2022 → 10/2022
    Unemplyed
    Raleigh, NC
  • 06/2019 → 08/2019
    Raleigh Younglife
    Raleigh, NC
  • 06/2024 → Present
    Tradewinds, Llc
    Raleigh, NC
Previous Registrations
  • 2023-08-14 → 2024-06-03
    Fidelity Personal And Workplace Advisors
    Durham, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-10
S63 Uniform Securities Agent State Law Examination 2023-02-21
  • S66 Uniform Combined State Law Examination
    2023-08-10
  • S63 Uniform Securities Agent State Law Examination
    2023-02-21
Other Names
  • James Edward Bowie
  • Jeb Bowie
  • James Bowie

View on SEC IAPD

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ADVISORY SERVICES NETWORK
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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