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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2021-02-17 |
Branch Locations
5280 Corporate Dr Fl 2, Ste A-250, Frederick, MD 21703 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Investments | Westminister | MD | 06/2006 | 02/2021 |
| Bb&T Securities, Llc | Westminster | MD | 01/2018 | 02/2021 |
| Truist Investment Services, Inc. | Westminster | MD | 02/2021 | Present |
| Truist Advisory Services, Inc. | Atlanta | GA | 02/2021 | Present |
HOLLY RIDGE HOA POSITION: HOA Board Member, Director / Treasurer NATURE: My neighborhood HOA. I have no access to banking associated with the HOA, however as a board member I have input in our spending. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2024 ADDRESS: Frederick MD, United States DESCRIPTION: I would attend quarterly HOA meetings where we discuss things like hiring maintenance workers and garbage collecting agencies, whether we would transfer funds from our HOA checking account to an interest-bearing savings account or escrow account, HOA community members who are delinquent on HOA member fees, and any other topics relevant to the neighborhood (like repaving, painting the roads, sign maintenance - etc.).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-31 |
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