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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-09-18
  • IA RA
    APPROVED
    Since 2023-09-18

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Solon, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Corp Des Moines IA 08/2014 Present
Princor Financial Group Des Moines IA 08/2014 Present
  • 08/2014 → Present
    Principal Life Insurance Corp
    Des Moines, IA
  • 08/2014 → Present
    Princor Financial Group
    Des Moines, IA
Previous Registrations
Other Businesses

SLEEP IN HEAVENLY PEACE POSITION: President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2022 ADDRESS: 43w540 tall oaks trail, Elburn IL 60119, United States DESCRIPTION: I'm building beds for kids that sleep on the floor. We source lumber, materials, and people to deliver them to help the community. Fundraising goes directly to the corporate entity and "credited" to our account, so I don't touch the money. We'll havefew build days a year which occur on Saturdays through the warmer months.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-12-06
S63 Uniform Securities Agent State Law Examination 2008-02-22
  • S65 Uniform Investment Adviser Law Examination
    2008-12-06
  • S63 Uniform Securities Agent State Law Examination
    2008-02-22
Other Names
  • Casey Clark

View on SEC IAPD

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