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Kent Neilson Halleen

Annex Wealth Management, LLC

Brookfield, WI

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Current Employers
Annex Wealth Management, Llc

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-24
WI RA APPROVED 2022-12-05
  • FL RA
    APPROVED
    Since 2026-03-24
  • WI RA
    APPROVED
    Since 2022-12-05

Branch Locations

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usmc Madison WI 05/2011 08/2022
Annex Wealth Management Elm Grove WI 08/2022 Present
Oconomowoc Lake Club Oconomowoc WI 03/2012 09/2017
Adc Pewaukee WI 08/2017 02/2019
H.O. Bostrom Waukesha WI 03/2019 12/2019
Carroll University Waukesha WI 01/2020 05/2022
  • 05/2011 → 08/2022
    Usmc
    Madison, WI
  • 08/2022 → Present
    Annex Wealth Management
    Elm Grove, WI
  • 03/2012 → 09/2017
    Oconomowoc Lake Club
    Oconomowoc, WI
  • 08/2017 → 02/2019
    Adc
    Pewaukee, WI
  • 03/2019 → 12/2019
    H.O. Bostrom
    Waukesha, WI
  • 01/2020 → 05/2022
    Carroll University
    Waukesha, WI
Other Businesses

Halleen Properties, LLC. partner in family real estate business - not investment related, 1800 Waunona Way, Madison WI 53713, since 01/2011, 0 hours during business hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-05
  • S65 Uniform Investment Adviser Law Examination
    2022-12-05
Other Names
  • Kent Nelson Halleen

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
ENTASIS ASSET MANAGEMENT LLC
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WHN INVESTOR SERVICES, INC.

Other Investors

DEANNE E PHILLIPS
MATTHEW ROSS KRENKE
Eric Gustav Strom
Thomas James Berkholtz
Heather Christine Shutta
Jeffrey Lynn Stanich
Clayton Joel Beilfuss
Logan Alexander Kepler

Other Offices

RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Brookfield, WI
ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI
WHN INVESTOR SERVICES, INC. · BROOKFIELD, WI

More in Brookfield, WI

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