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Employer firm

T. Rowe Price Advisory Services, Inc. CRD 108958

$5.90B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-06-25
  • CO RA
    APPROVED
    Since 2024-06-25

Branch Locations

2220 Briargate Parkway, Colorado Springs, CO 80920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T Rowe Price Colorado Springs CO 03/2024 Present
Bloom Bar & Co. Colorado Springs CO 05/2021 10/2022
Unemployed Colorado Springs CO 03/2021 05/2021
Greccio Housing Colorado Springs CO 03/2020 03/2021
Tcf Bank Colorado Springs CO 04/2017 03/2020
Alorica Colorado Springs CO 03/2017 04/2017
Phoenix Wholesale Produce Company Forest Park GA 03/2015 03/2017
T Rowe Price Colorado Springs CO 10/2022 03/2024
  • 03/2024 → Present
    T Rowe Price
    Colorado Springs, CO
  • 05/2021 → 10/2022
    Bloom Bar & Co.
    Colorado Springs, CO
  • 03/2021 → 05/2021
    Unemployed
    Colorado Springs, CO
  • 03/2020 → 03/2021
    Greccio Housing
    Colorado Springs, CO
  • 04/2017 → 03/2020
    Tcf Bank
    Colorado Springs, CO
  • 03/2017 → 04/2017
    Alorica
    Colorado Springs, CO
  • 03/2015 → 03/2017
    Phoenix Wholesale Produce Company
    Forest Park, GA
  • 10/2022 → 03/2024
    T Rowe Price
    Colorado Springs, CO
Other Businesses

(1) Hemlock & Hammer Foundry LLC; Non-Investment Related; 8/13/25; Vice President & Author; Write and publish books from authors along varying walks of life; 25% ownership; Business publishes books and other printed materials; 20 hours per month; 0 during trading (2) Self-Employed - Unincorporated Business; Non-Investment Related; 4/18/26; Owner; Day to day business activities and creating products to be sold; Manufacture and sell 3D printed items, crocheted items, resin items, and jewelry pieces; 192 Hours per month; 0 during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-21
  • S66 Uniform Combined State Law Examination
    2024-06-21
Other Names
  • Eran Nycole Sparks

View on SEC IAPD

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