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Steven P Brown

Raymond James & Associates, Inc.

Nashville, TN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-03-13
  • TN RA
    APPROVED
    Since 2025-03-13

Branch Locations

1033 Demonbreun Street Suite 500, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc Nashville TN 10/2022 05/2024
Raymond James & Associates, Inc Nashville TN 05/2024 Present
Principal Financial Group Brentwood TN 06/2020 10/2022
National Underwriting Services Lexington KY 01/2014 06/2020
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-10
  • S66 Uniform Combined State Law Examination
    2025-03-10

View on SEC IAPD

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