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Current Employers
Interactive Financial Advisors

100 Batson Ct. Suite 104, New Lenox, IL 60451 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2012-03-12
  • VA RA
    APPROVED
    Since 2012-03-12

Branch Locations

916 Canvasback Lane, Heathsville, VA 22473 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Interactive Financial Advisors Newport News VA 03/2012 Present
Gwn Securities Inc Palm Beach Gardens FL 03/2012 01/2017
Pinnacle Financial Planning, Llc Heathsville VA 05/2014 Present
Brooklight Place Securities, Inc. Downers Grove IL 02/2017 09/2020
Fortune Financial Services Monaca PA 09/2020 Present
  • 03/2012 → Present
    Newport News, VA
  • 03/2012 → 01/2017
    Gwn Securities Inc
    Palm Beach Gardens, FL
  • 05/2014 → Present
    Pinnacle Financial Planning, Llc
    Heathsville, VA
  • 02/2017 → 09/2020
    Brooklight Place Securities, Inc.
    Downers Grove, IL
  • 09/2020 → Present
    Fortune Financial Services
    Monaca, PA
Other Businesses

1) NAME OF BUSINESS: INTERACTIVE FINANCIAL ADVISORS, INC.; NATURE OF BUSINESS: INVESTMENT ADVISORY; LOCATION: 625 N. MICHIGAN AVE, SUITE 1710, CHICAGO, IL 60611; TITLE: INVESTMENT ADVISORY ADVISOR; START DATE: 01/2003; APPROXIMATE NUMBER OF HOURS PER MONTH: 100; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 5. 2) NAME OF BUSINESS: PINNACLE FINANCIAL PLANNING, LLC; NATURE OF BUSINESS: SALES AND SERVICE OF FIXED INSURANCE, LIFE INSURANCE, MEDICARE SUPPLEMENT, MEDICARE ADVANTAGE PRESCRIPTION DRUG PLANS; LOCATION: 916 CANVASBACK LANE, HEATHSVILLE, VA 22473; TITLE: AGENT; START DATE: 05/2014; APPROXIMATE NUMBER OF HOURS PER MONTH: 40; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 2. 3)NAME OF BUSINESS: PINNACLE FINANCIAL PLANNING, LLC; NATURE OF BUSINESS: TAX PREPARATION; LOCATION: 916 CANVASBACK LANE, HEATHSVILLE, VA 22473; TITLE: OWNER; START DATE: 2/1/2020; APPROXIMATE HOURS/MONTH: VARIES; NUMBER OF HOURS DURING TRADING: VARIES 4)NAME OF BUSINESS: PINNACLE FINANCIAL PLANNING, LLC; NATURE OF BUSINESS: COLLEGE PLANNING; LOCATION: 916 CANVASBACK LANE, HEATHSVILLE, VA 22473; TITLE: OWNER; START DATE: 2/1/2023; APPROXIMATE HOURS/MONTH: VARIES; NUMBER OF HOURS DURING TRADING: VARIES 5)Northumberland County Public School - Varsity Head Soccer Coach - 6958 Northumberland Highway, Heathsville Va 22473 - start Feb 2024 - 12-20 Hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-25
S63 Uniform Securities Agent State Law Examination 2006-11-30
  • S66 Uniform Combined State Law Examination
    2012-01-25
  • S63 Uniform Securities Agent State Law Examination
    2006-11-30
Other Names
  • Mike Mullins
  • Michael Mullins
  • W. M. Mullins

View on SEC IAPD

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