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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-08-15
  • VA RA
    APPROVED
    Since 2024-08-15

Branch Locations

18 Pine Cir, Burgess, VA 22432 • United States

201 Wylderose Commons Ste 100, Midlothian, VA 23113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Glen Allen VA 01/2020 08/2024
New York Life Insurance Company Glen Allen VA 07/2018 08/2024
Unemployed Richmond VA 04/2018 07/2018
The Nielsen Company New York NY 09/2005 04/2018
The Path Financial Strategies, Llc Glen Allen VA 09/2020 01/2023
Eagle Strategies Llc Glen Allen VA 12/2023 08/2024
Principal Securities, Inc Quinton VA 08/2024 Present
Principal Life Insurance Quinton VA 08/2024 Present
Ironworks Financial Midlothian VA 08/2024 Present
  • 01/2020 → 08/2024
    Nylife Securities Llc
    Glen Allen, VA
  • 07/2018 → 08/2024
    New York Life Insurance Company
    Glen Allen, VA
  • 04/2018 → 07/2018
    Unemployed
    Richmond, VA
  • 09/2005 → 04/2018
    The Nielsen Company
    New York, NY
  • 09/2020 → 01/2023
    The Path Financial Strategies, Llc
    Glen Allen, VA
  • 12/2023 → 08/2024
    Glen Allen, VA
  • 08/2024 → Present
    Quinton, VA
  • 08/2024 → Present
    Principal Life Insurance
    Quinton, VA
  • 08/2024 → Present
    Ironworks Financial
    Midlothian, VA
Previous Registrations
Other Businesses

**IRONWORKS FINANCIAL (DBA) POSITION: Senior Financial Representative NATURE: Mutual Funds/Securities/VA/VL, Seminars/Educational Workshops, Group/Health Insurance, Life Insurance/Annuities, DI/A&H Insurance, Financial Strategies/Needs Analysis INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 175 START DATE: 08/16/2024 ADDRESS: 201 Wylderose Commons, Suite 100, Midlothian VA 23113, United States DESCRIPTION: See "Activities" section above. **TRIPP'S FINANCIAL, LLC POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/16/2024 ADDRESS: 9030 BASSWOOD DR, QUINTON VA 23141, United States DESCRIPTION: LLC formed solely for business expenses and employment for my assistant. **FIXED INSURANCE POSITION: Senior Financial Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 08/16/2024 ADDRESS: 201 Wylderose Commons, Suite 100, Midlothian VA 23113, United States DESCRIPTION: Sales and service of fixed life, fixed annuities, DI, LTC, group health, group life, group DI.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-06
S63 Uniform Securities Agent State Law Examination 2021-05-08
  • S65 Uniform Investment Adviser Law Examination
    2023-12-06
  • S63 Uniform Securities Agent State Law Examination
    2021-05-08
Other Names
  • Christopher R Tripp
  • Christopher Tripp
  • Chris Tripp
  • Christopher Reed Tripp

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