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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-08-15 |
Branch Locations
18 Pine Cir, Burgess, VA 22432 • United States
201 Wylderose Commons Ste 100, Midlothian, VA 23113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Glen Allen | VA | 01/2020 | 08/2024 |
| New York Life Insurance Company | Glen Allen | VA | 07/2018 | 08/2024 |
| Unemployed | Richmond | VA | 04/2018 | 07/2018 |
| The Nielsen Company | New York | NY | 09/2005 | 04/2018 |
| The Path Financial Strategies, Llc | Glen Allen | VA | 09/2020 | 01/2023 |
| Eagle Strategies Llc | Glen Allen | VA | 12/2023 | 08/2024 |
| Principal Securities, Inc | Quinton | VA | 08/2024 | Present |
| Principal Life Insurance | Quinton | VA | 08/2024 | Present |
| Ironworks Financial | Midlothian | VA | 08/2024 | Present |
**IRONWORKS FINANCIAL (DBA) POSITION: Senior Financial Representative NATURE: Mutual Funds/Securities/VA/VL, Seminars/Educational Workshops, Group/Health Insurance, Life Insurance/Annuities, DI/A&H Insurance, Financial Strategies/Needs Analysis INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 175 START DATE: 08/16/2024 ADDRESS: 201 Wylderose Commons, Suite 100, Midlothian VA 23113, United States DESCRIPTION: See "Activities" section above. **TRIPP'S FINANCIAL, LLC POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/16/2024 ADDRESS: 9030 BASSWOOD DR, QUINTON VA 23141, United States DESCRIPTION: LLC formed solely for business expenses and employment for my assistant. **FIXED INSURANCE POSITION: Senior Financial Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 08/16/2024 ADDRESS: 201 Wylderose Commons, Suite 100, Midlothian VA 23113, United States DESCRIPTION: Sales and service of fixed life, fixed annuities, DI, LTC, group health, group life, group DI.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 2021-05-08 |
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