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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-07-23
VA RA APPROVED 2004-08-26
  • TX RA
    APPROVED_RES
    Since 2010-07-23
  • VA RA
    APPROVED
    Since 2004-08-26

Branch Locations

201 N Main St, Kilmarnock, VA 22482 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Kilmarnock VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Kilmarnock VA 11/2016 Present
Previous Registrations
  • 2002-03-22 → 2004-09-03
    Scott & Stringfellow, Llc
    Richmond, VA
Other Businesses

HIGH TIDE INVESTMENT CLUB; INV RELATED; KILMARNOCK, VA; MEMBER. LANCASTER HIGH SCHOOL, NOT INV RELATED, LANCASTER, VA, BASEBALL COACH, START 2/19/2018, 50 HOURS PER MONTH, ZERO DURING TRADING, COACHING PRACTICES AND GAMES. GREEN SALT LLC, INV RELATED, IRVINGTON, VA, 50% OWNERSHIP WITH SPOUSE, START 9/28/2010, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL PROPERTY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-22
  • S66 Uniform Combined State Law Examination
    2002-02-22

View on SEC IAPD

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