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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Kilmarnock | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Kilmarnock | VA | 11/2016 | Present |
HIGH TIDE INVESTMENTS CLUB, INVESTMENT RELATED, IRVINGTON, VA, ASSOCIATE, START 3/18/2005, ZERO HOURS PER MONTH, ZERO DURING TRADING.; EXECUTOR FOR MOTHER, INV RELATED, TOPPING, VA, START: 9/22/2021, 0 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-06-21 |
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