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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-03-31
  • MA RA
    APPROVED
    Since 2026-03-31

Branch Locations

85 Main Street, Florence, MA 01062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Enfield CT 06/2014 09/2021
Polaris Home Loans Llc Springfield MA 09/2021 10/2022
Northwestern Mutual Life Insurance Company Milwaukee WI 11/2022 04/2024
Northwestern Mutual Investment Services Llc Springfield MA 08/2023 04/2024
Northwestern Mutual Wealth Management Company Milwaukee WI 12/2023 04/2024
Commonwealth Financial Network Waltham MA 04/2024 08/2024
Wealth Transition Collective Holyoke MA 03/2024 08/2024
Commonwealth Financial Network Waltham MA 08/2024 09/2025
Wealth Transition Collective Holyoke MA 08/2024 09/2025
Kestra Advisory Services, Llc Holyoke MA 09/2025 03/2026
Kestra Advisory Services, Llc Holyoke MA 09/2025 03/2026
Commonwealth Financial Network Waltham MA 03/2026 Present
Florence Financial Group Waltham MA 03/2026 Present
  • 06/2014 → 09/2021
    Massmutual Life Insurance Co
    Enfield, CT
  • 09/2021 → 10/2022
    Polaris Home Loans Llc
    Springfield, MA
  • 11/2022 → 04/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2023 → 04/2024
    Northwestern Mutual Investment Services Llc
    Springfield, MA
  • 12/2023 → 04/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 04/2024 → 08/2024
    Waltham, MA
  • 03/2024 → 08/2024
    Wealth Transition Collective
    Holyoke, MA
  • 08/2024 → 09/2025
    Waltham, MA
  • 08/2024 → 09/2025
    Wealth Transition Collective
    Holyoke, MA
  • 09/2025 → 03/2026
    Holyoke, MA
  • 09/2025 → 03/2026
    Holyoke, MA
  • 03/2026 → Present
    Waltham, MA
  • 03/2026 → Present
    Florence Financial Group
    Waltham, MA
Previous Registrations
Other Businesses

Fixed insurance sales; as of 4/01/2026; 5% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-25
S63 Uniform Securities Agent State Law Examination 2023-11-02
  • S66 Uniform Combined State Law Examination
    2024-06-25
  • S63 Uniform Securities Agent State Law Examination
    2023-11-02
Other Names
  • Joe Bach

View on SEC IAPD

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