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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Enfield | CT | 06/2014 | 09/2021 |
| Polaris Home Loans Llc | Springfield | MA | 09/2021 | 10/2022 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 11/2022 | 04/2024 |
| Northwestern Mutual Investment Services Llc | Springfield | MA | 08/2023 | 04/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2023 | 04/2024 |
| Commonwealth Financial Network | Waltham | MA | 04/2024 | 08/2024 |
| Wealth Transition Collective | Holyoke | MA | 03/2024 | 08/2024 |
| Commonwealth Financial Network | Waltham | MA | 08/2024 | 09/2025 |
| Wealth Transition Collective | Holyoke | MA | 08/2024 | 09/2025 |
| Kestra Advisory Services, Llc | Holyoke | MA | 09/2025 | 03/2026 |
| Kestra Advisory Services, Llc | Holyoke | MA | 09/2025 | 03/2026 |
| Commonwealth Financial Network | Waltham | MA | 03/2026 | Present |
| Florence Financial Group | Waltham | MA | 03/2026 | Present |
Fixed insurance sales; as of 4/01/2026; 5% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 2023-11-02 |
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