Aaron Francis Smith

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
VT	RA	APPROVED	2025-01-01
TX	RA	APPROVED_RES	2023-04-19
VI	RA	APPROVED	2021-01-05
MA	RA	APPROVED	2018-08-10

VT RA
APPROVED

Since 2025-01-01
TX RA
APPROVED_RES

Since 2023-04-19
VI RA
APPROVED

Since 2021-01-05
MA RA
APPROVED

Since 2018-08-10

Branch Locations

34 Up North Drive Unit G, Derby, VT 05829 • United States

8 Main St., Florence, MA 01062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Llc	Florence	MA	07/2016	08/2018
Massachusetts Mutual Life Insurance Company	Florence	MA	07/2016	Present
Cambridge Investment Research, Inc.	Fairfield	IA	08/2018	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	08/2018	Present

07/2016 → 08/2018

Mml Investors Services, Llc

Florence, MA
07/2016 → Present

Massachusetts Mutual Life Insurance Company

Florence, MA
08/2018 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
08/2018 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2017-03-25 → 2018-08-08

Mml Investors Services, Llc

Florence, MA
2016-03-29 → 2017-03-25

Msi Financial Services, Inc.

East Longmeadow, MA

Florence, MA

Other Businesses

1) STREETLIGHT FINANCIAL FOUNDATION, 8 MAIN STREET, FLORENCE, MA, 03/2021, PRESIDENT, NON-PROFIT, NIR, 12 HR/MO, 0 HR/MO TRADING. 2) STREETLIGHT ON-DEMAND, 8 MAIN ST, FLORENCE, MA, 10/2020, PARTNER, ADVISORY REP OF AN RIA, INV REL, 20 HR/MO, 20 HR/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 08/2018, ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 80 HR/MO TRADING. 4) STREETLIGHT FINANCIAL REAL ESTATE LLC, 8 MAIN ST, FLORENCE, MA, 04/2021, OWNER, REAL ESTATE, NIR, 1 HR/MO, 1 HR/MO TRADING. 5) STREETLIGHT FINANCIAL INC, 8 MAIN ST, FLORENCE, MA, 01/2010, INDEPENDENCE INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 40 HR/MO, 24 HR/MO TRADING. 6) LEDJR BUSINESS SERVICES LLC, 325 East Main Street, Newport VT 05855, United States, 07/01/2024, Owner, Accounting/Bookkeeping/Payroll Services, NIR, 4 HR/MO, 2 HR/MO TRADING. 7) STREETLIGHT FINANCIAL TECHNOLOGIES LLC, 8 Main St, Florence MA 01062, United States, 11/01/2025, Owner, Technology services, NIR, 4 HR/MO - 4 HR/MO Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-03-28
S63	Uniform Securities Agent State Law Examination	2010-06-02

S65 Uniform Investment Adviser Law Examination

2016-03-28
S63 Uniform Securities Agent State Law Examination

2010-06-02

Other Names

Aaron Smith

View on SEC IAPD