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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2012-01-06 |
Branch Locations
85 Main Street, Florence, MA 01062 • United States
1444 Allen St, Springfield, MA 01118 • United States
705 Memorial Dr. , Chicopee, MA 01020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 10/2011 | Present |
| Fsb Financial Group | Florence | MA | 10/2011 | Present |
Fixed insurance sales; Located at 85 Main Street Florence, MA 01062, as of 1/1/2021; 5% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-06 |
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