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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-18 |
Branch Locations
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
930 W Bay Area Blvd, Webster, TX 77598 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Webster | TX | 10/2022 | Present |
| Wells Fargo Bank, Na | Webster | TX | 10/2022 | Present |
| Helzberg Diamonds | Friendswood | TX | 11/2021 | Present |
| Hometown Bank | Alvin | TX | 03/2017 | 09/2022 |
| Talbots | Friendswood | TX | 05/2015 | Present |
TALBOTS: NOT INVESTMENT RELATED, BAYBROOK MALL FRIENDS WOOD, TX 77546, CLOTHING STORE, ON CALL STOCK ASSOCIATE, STOCK ASSOCIATE, 05/2015, 12 HOURS. I HELP THEM WITH PROCESSING STOCK DURING PEEK PERIODS AT AN ON-CALL BASIS. HELZBERG DIAMONDS: NOT INVESTMENT RELATED, FRIENDS WOOD, TX 77546, ON CALL OFFICE ASSOCIATE, START DATE 11/1/2021, 25 HOURS PER MONTH, 0 HRS DURING TRADING, RING UP SALES AND SUPPORT THE SALES STAFF.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-20 |
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