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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-08-21 |
| TX | RA | APPROVED | 2024-08-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Louisville | KY | 01/2023 | 08/2024 |
| Symmetry Financial Group | Swannanoa | NC | 01/2022 | 12/2022 |
| Ford Motor Company | Louisville | KY | 01/2016 | 03/2022 |
| The Prudential Insurance Company Of America | Louisville | KY | 01/2023 | 08/2024 |
| J.P. Morgan Securities Llc | Prospect | KY | 08/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Prospect | KY | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-27 |
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