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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-14
NY RA APPROVED 2024-10-18
  • TX RA
    APPROVED
    Since 2025-05-14
  • NY RA
    APPROVED
    Since 2024-10-18

Branch Locations

225 Liberty St Pbig - New York, New York, NY 10281 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 10/2022 01/2024
Alvarez & Marsal New York NY 06/2022 09/2022
Dana Ford & Lincoln Staten Island NY 11/2021 01/2023
Angelina's Ristorante Staten Island NY 10/2021 04/2022
National Life Group Staten Island NY 05/2021 09/2021
Target Staten Island NY 08/2019 09/2020
Nucci's Staten Island NY 10/2019 03/2021
Tottenville High School Staten Island NY 09/2016 06/2020
Ubs Financial Services Inc. Weehawken NJ 01/2024 09/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 09/2024 Present
National Life Staten Island NY 05/2021 09/2021
Wagner College Staten Island NY 08/2020 12/2023
Bank Of America, N.A. New York NY 10/2024 Present
  • 10/2022 → 01/2024
    New York, NY
  • 06/2022 → 09/2022
    Alvarez & Marsal
    New York, NY
  • 11/2021 → 01/2023
    Dana Ford & Lincoln
    Staten Island, NY
  • 10/2021 → 04/2022
    Angelina's Ristorante
    Staten Island, NY
  • 05/2021 → 09/2021
    National Life Group
    Staten Island, NY
  • 08/2019 → 09/2020
    Target
    Staten Island, NY
  • 10/2019 → 03/2021
    Nucci's
    Staten Island, NY
  • 09/2016 → 06/2020
    Tottenville High School
    Staten Island, NY
  • 01/2024 → 09/2024
    Weehawken, NJ
  • 09/2024 → Present
    New York, NY
  • 05/2021 → 09/2021
    National Life
    Staten Island, NY
  • 08/2020 → 12/2023
    Wagner College
    Staten Island, NY
  • 10/2024 → Present
    Bank Of America, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-12
  • S66 Uniform Combined State Law Examination
    2024-06-12

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