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Reginald C. Lumpkins

J.P. Morgan Securities LLC

Columbus, OH

Westerville, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-14
OH RA APPROVED 2024-05-14
  • TX RA
    APPROVED
    Since 2024-08-14
  • OH RA
    APPROVED
    Since 2024-05-14

Branch Locations

3401 Morse Xing, Floor 01, Columbus, OH 43219 • United States

370 S. Cleveland Ave. Floor 02, Westerville, OH 43081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Westerville OH 09/2022 Present
Jpmorgan Chase Bank, N.A. Westerville OH 11/2015 08/2022
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-13
S63 Uniform Securities Agent State Law Examination 2022-12-30
  • S66 Uniform Combined State Law Examination
    2024-05-13
  • S63 Uniform Securities Agent State Law Examination
    2022-12-30
Other Names
  • Reginald Christopher Lumpkins
  • Reginald Lumpkins Ii
  • Reginald Lumpkins Ii

View on SEC IAPD

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STRATEGIC ADVISERS LLC · COLUMBUS, OH
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