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Robert Po-Wen Chung

Morgan Stanley

Pasadena, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-16
CA RA APPROVED 2023-12-12
  • TX RA
    APPROVED
    Since 2024-02-16
  • CA RA
    APPROVED
    Since 2023-12-12

Branch Locations

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tri-Net Technology, Inc. Walnut CA 02/2011 Present
Tnt Capital Management Llc Walnut CA 05/2013 12/2023
Arc Capital Management, Llc Los Angeles CA 11/2011 12/2023
Morgan Stanley Smith Barney Llc Pasadena CA 12/2023 Present
Morgan Stanley Private Bank, N.A. New York NY 03/2024 Present
  • 02/2011 → Present
    Tri-Net Technology, Inc.
    Walnut, CA
  • 05/2013 → 12/2023
    Tnt Capital Management Llc
    Walnut, CA
  • 11/2011 → 12/2023
    Arc Capital Management, Llc
    Los Angeles, CA
  • 12/2023 → Present
    Morgan Stanley Smith Barney Llc
    Pasadena, CA
  • 03/2024 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2012-01-09 → 2023-12-15
    Arc Capital Management Llc
    Los Angeles, CA
  • 2009-06-01 → 2011-02-11
    New York, NY
  • 2006-11-29 → 2009-06-01
    Morgan Stanley & Co. Llc
    New York, NY
Other Businesses

(1) 580061 / TLRE Family Limited Partnership / Investment Related / Walnut, CA / Real Estate / Investment, Finance, Banking / Partner / Start 01-June-2006 / During business hours: 0 / After business hours: 0 / No duties, since I am a limited partner. (2) Tri-Net Technology Inc. / Investment Related / Walnut, CA / Manufacturing / Passive Owner through Family Trust / Start 01-January-2011 / During business hours: 0 / After business hours: 4 / Administrative, Accounting, Bookkeeping. (3) *580055 -Chino Central Shopping Plaza LLC; Investment related - No; Walnut, California; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 06/2011; During business hours: 0; After business hours: 2; Administrative (4) 578456 / La Puente Houses LLC / Investment Related / Walnut, CA / Rental Property, Real Estate / Partner / Start 01-January-2012 / During business hours: 0 / After business hours: 5 / Accounting, Bookkeeping, Property Management. (5) 578457 / Temple City Villas LLC / Investment Related / Walnut, CA / Real Estate, Rental Property / Partner / Start 01-January-2012 / During business hours: 0 / After business hours: 5 / Accounting, Bookkeeping, Property Management. (6) 580051 - TNT Capital Management LLC / Investment Related / Walnut, CA / Investment, Finance, Banking / Partner / Start 24-October-2012 / During business hours: 0 / After business hours: 3 / Administrative. (7) 580062 - Crescendo Alternative Investments LLC / Investment Related / Walnut, CA / Investment, Finance, Banking / Partner / Start 07-March-2019 / During business hours: 0 / After business hours: 1 / Administrative. (8) 645640 - Arc Real Estate Investors LLC / Investment Related / Walnut, CA / Rental Property / Owner / Start 25-April-2025 / During business hours: 0 / After business hours: 1 / Administrative, Check Signing, Funds Disbursements, Investment Decisions and Advice.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-02-02
S66 Uniform Combined State Law Examination 2006-11-28
  • S63 Uniform Securities Agent State Law Examination
    2024-02-02
  • S66 Uniform Combined State Law Examination
    2006-11-28
Other Names
  • Robert Chung
  • Robert Po-Wen Chung
  • Robert P Chung

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