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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-16 |
| CA | RA | APPROVED | 2023-12-12 |
Branch Locations
55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tri-Net Technology, Inc. | Walnut | CA | 02/2011 | Present |
| Tnt Capital Management Llc | Walnut | CA | 05/2013 | 12/2023 |
| Arc Capital Management, Llc | Los Angeles | CA | 11/2011 | 12/2023 |
| Morgan Stanley Smith Barney Llc | Pasadena | CA | 12/2023 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 03/2024 | Present |
(1) 580061 / TLRE Family Limited Partnership / Investment Related / Walnut, CA / Real Estate / Investment, Finance, Banking / Partner / Start 01-June-2006 / During business hours: 0 / After business hours: 0 / No duties, since I am a limited partner. (2) Tri-Net Technology Inc. / Investment Related / Walnut, CA / Manufacturing / Passive Owner through Family Trust / Start 01-January-2011 / During business hours: 0 / After business hours: 4 / Administrative, Accounting, Bookkeeping. (3) *580055 -Chino Central Shopping Plaza LLC; Investment related - No; Walnut, California; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 06/2011; During business hours: 0; After business hours: 2; Administrative (4) 578456 / La Puente Houses LLC / Investment Related / Walnut, CA / Rental Property, Real Estate / Partner / Start 01-January-2012 / During business hours: 0 / After business hours: 5 / Accounting, Bookkeeping, Property Management. (5) 578457 / Temple City Villas LLC / Investment Related / Walnut, CA / Real Estate, Rental Property / Partner / Start 01-January-2012 / During business hours: 0 / After business hours: 5 / Accounting, Bookkeeping, Property Management. (6) 580051 - TNT Capital Management LLC / Investment Related / Walnut, CA / Investment, Finance, Banking / Partner / Start 24-October-2012 / During business hours: 0 / After business hours: 3 / Administrative. (7) 580062 - Crescendo Alternative Investments LLC / Investment Related / Walnut, CA / Investment, Finance, Banking / Partner / Start 07-March-2019 / During business hours: 0 / After business hours: 1 / Administrative. (8) 645640 - Arc Real Estate Investors LLC / Investment Related / Walnut, CA / Rental Property / Owner / Start 25-April-2025 / During business hours: 0 / After business hours: 1 / Administrative, Check Signing, Funds Disbursements, Investment Decisions and Advice.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-02-02 |
| S66 | Uniform Combined State Law Examination | 2006-11-28 |
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