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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-02-27
  • WI RA
    APPROVED
    Since 2026-02-27

Branch Locations

7430 West State Street, Wauwatosa, WI 53213 • United States

14900 West Capitol Drive, Brookfield, WI 53005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Milwaukee WI 04/2016 04/2022
Jpmorgan Chase Bank, N.A. New Berlin WI 05/2022 08/2022
Jpmorgan Chase Bank, N.A. Brookfield WI 09/2022 Present
J.P. Morgan Securities, Llc. Brookfield WI 09/2022 Present
  • 04/2016 → 04/2022
    Jpmorgan Chase Bank, N.A.
    Milwaukee, WI
  • 05/2022 → 08/2022
    Jpmorgan Chase Bank, N.A.
    New Berlin, WI
  • 09/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Brookfield, WI
  • 09/2022 → Present
    Brookfield, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-27
S63 Uniform Securities Agent State Law Examination 2023-01-06
  • S66 Uniform Combined State Law Examination
    2026-02-27
  • S63 Uniform Securities Agent State Law Examination
    2023-01-06
Other Names
  • Sam Kinderman
  • Samuel Kinderman

View on SEC IAPD

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