Best Investors Account Sign in

Brian John Cacace

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Groton, CT

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-10-27
TX RA APPROVED 2023-03-14
CT RA APPROVED 2023-01-20
  • RI RA
    APPROVED
    Since 2025-10-27
  • TX RA
    APPROVED
    Since 2023-03-14
  • CT RA
    APPROVED
    Since 2023-01-20

Branch Locations

738 Long Hill Rd, Groton, CT 06340 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Groton CT 09/2008 Present
Bank Of America, N.A. Groton CT 12/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-06
  • S66 Uniform Combined State Law Examination
    2023-01-06
Other Names
  • Brian J Cacace
  • Brian Cacace

View on SEC IAPD

Other Firms

SIGHTLINE WEALTH ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
OSAIC INSTITUTIONS, INC.
COMMONWEALTH FINANCIAL NETWORK
RAYMOND JAMES & ASSOCIATES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

Mark Michna
WILLIAM EDWARD DUVALL
MARK JOSEPH STEFFEN
STEFAN ALEXANDER PELLISH
Matthew C Gross
DARRELL EUGENE FOX
STEVEN H DEGRAFF
KEVIN STEVEN MORIN

Other Offices

SIGHTLINE WEALTH ADVISORS, LLC · GROTON, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Groton, CT
CETERA INVESTMENT ADVISERS LLC · GROTON, CT
LPL FINANCIAL LLC · GROTON, CT
OSAIC INSTITUTIONS, INC. · GROTON, CT
COMMONWEALTH FINANCIAL NETWORK · GROTON, CT
RAYMOND JAMES & ASSOCIATES, INC. · New London, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · ew London, CT

More in Groton, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor