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Jeffrey E Nieman

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbus, OH

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-14
OH RA APPROVED 2023-01-24
  • TX RA
    APPROVED
    Since 2023-03-14
  • OH RA
    APPROVED
    Since 2023-01-24

Branch Locations

8890 Lyra Dr, Columbus, OH 43240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Canal Winchester OH 09/2022 Present
Path Robotics Columbus OH 08/2021 05/2022
Unemployed Columbus OH 05/2022 09/2022
Citrusbyte Llc (Dba Theorem) Encino CA 01/2021 06/2021
Dockyard Hingham MA 08/2020 01/2021
Willowtree Columbus OH 11/2013 08/2020
Unemployed Columbus OH 06/2021 08/2021
Bank Of America, N.A. Canal Winchester OH 11/2022 Present
  • 09/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Canal Winchester, OH
  • 08/2021 → 05/2022
    Path Robotics
    Columbus, OH
  • 05/2022 → 09/2022
    Unemployed
    Columbus, OH
  • 01/2021 → 06/2021
    Citrusbyte Llc (Dba Theorem)
    Encino, CA
  • 08/2020 → 01/2021
    Dockyard
    Hingham, MA
  • 11/2013 → 08/2020
    Willowtree
    Columbus, OH
  • 06/2021 → 08/2021
    Unemployed
    Columbus, OH
  • 11/2022 → Present
    Bank Of America, N.A.
    Canal Winchester, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-30
  • S66 Uniform Combined State Law Examination
    2022-12-30

View on SEC IAPD

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Other Offices

EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH

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