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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-19
IL RA APPROVED 2024-01-30
  • TX RA
    APPROVED
    Since 2024-03-19
  • IL RA
    APPROVED
    Since 2024-01-30

Branch Locations

2021 Spring Rd, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Elmhurst IL 09/2022 Present
Dfas-Jfll Madison WI 11/2019 Present
Valvoline Batavia IL 04/2022 08/2022
Amazon Aurora IL 04/2019 09/2020
Unemployed - IL 01/2013 04/2019
University Of Wisconsin - Green Bay Green Bay WI 01/2020 05/2022
  • 09/2022 → Present
    Elmhurst, IL
  • 11/2019 → Present
    Dfas-Jfll
    Madison, WI
  • 04/2022 → 08/2022
    Valvoline
    Batavia, IL
  • 04/2019 → 09/2020
    Amazon
    Aurora, IL
  • 01/2013 → 04/2019
    Unemployed
    -, IL
  • 01/2020 → 05/2022
    University Of Wisconsin - Green Bay
    Green Bay, WI
Other Businesses

Name of the other businessStewart TalentWhether the business is investment-relatedNoAddress of the other businessChicago IL 60611Nature of the other businessTalent/Entertainment AgencyYour positionModelTitle, or relationship with the other businessIndependent contractorStart date of your relationship08/2022Approximate number of hours/month you devote to the other business5Number of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessIndependent part time work with the agency as a print model. I*1604292, Name of OBA: Rental Property 1 Address: Chicago, IL Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 11/30/2023 No Hours: 0 No Hours during trading: 0 Duties: N/A. I*1605276, Entity Type, Entity Governmental, Name of OBA: Wisconsin Air National Guard, Address: Madison, WI, 53704, Investment Related: No, Position, Title, Association: Employee, Employee Start Date: 11/21/2019, No Hours: 15hrs/Mo, No Hours during trading: 0, Duties: Employee/Crew Member.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-29
  • S66 Uniform Combined State Law Examination
    2024-01-29

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