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Michael T Hazen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lake Hopatcong, NJ

Randolph, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-03-07
TX RA APPROVED 2023-02-14
NJ RA APPROVED 2023-01-20
  • NY RA
    APPROVED
    Since 2023-03-07
  • TX RA
    APPROVED
    Since 2023-02-14
  • NJ RA
    APPROVED
    Since 2023-01-20

Branch Locations

758 Route 15 S, Lake Hopatcong, NJ 07849 • United States

137 Center Grove Rd, Randolph, NJ 07869 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Montville NJ 09/2022 Present
Connectone Bank Springfield NJ 12/2021 09/2022
Capital One Bank Morristown NJ 11/2018 12/2021
Spirit Halloween Morris Plains NJ 09/2018 11/2018
Walgreens Roseland NJ 04/2016 09/2018
Bank Of America, N.A. Montville NJ 12/2022 Present
  • 09/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Montville, NJ
  • 12/2021 → 09/2022
    Connectone Bank
    Springfield, NJ
  • 11/2018 → 12/2021
    Capital One Bank
    Morristown, NJ
  • 09/2018 → 11/2018
    Spirit Halloween
    Morris Plains, NJ
  • 04/2016 → 09/2018
    Walgreens
    Roseland, NJ
  • 12/2022 → Present
    Bank Of America, N.A.
    Montville, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-06
  • S66 Uniform Combined State Law Examination
    2023-01-06

View on SEC IAPD

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Cal Christopher Cacciaguida
GLEN ANDREW THOMAS
ROSS DAVID WEINER
CONSTANCE PAULA MILLAHN

Other Offices

LPL ENTERPRISE, LLC · LAKE HOPATCONG, NJ
LPL FINANCIAL LLC · LAKE HOPATCONG, NJ
EAGLE STRATEGIES LLC · HOPATCONG, NJ
SANTANDER SECURITIES LLC · Hopatcong, NJ
STERLING FINANCIAL PLANNING INC · SPARTA, NJ
MARK SCORDATO & ASSOCIATES · SPARTA, NJ
STERLING FINANCIAL PLANNING INC · SPARTA, NJ
CETERA INVESTMENT ADVISERS LLC · SPARTA, NJ

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