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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2006-12-15
  • NJ RA
    APPROVED
    Since 2006-12-15

Branch Locations

885 Walnut Place, Lake Hopatcong, NJ 07849 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco Private Ledger Lake Hopatcong NJ 12/2006 Present
Morristown Financial Group Lake Hopatcong NJ 01/2007 Present
  • 12/2006 → Present
    Linsco Private Ledger
    Lake Hopatcong, NJ
  • 01/2007 → Present
    Morristown Financial Group
    Lake Hopatcong, NJ
Previous Registrations
  • 2007-01-09 → 2009-06-30
    Morristown Financial Group, Llp
    Lake Hopatcong, NJ
  • 2004-06-03 → 2006-12-13
    Securian Financial Services, Inc.
    Parsippany, NJ
    Parsippany, NJ
  • 2002-06-21 → 2004-06-16
    Ws Griffith Securities, Inc.
    East Hanover, NJ
Other Businesses

1. 12/15/06 LIFE,DI,HLTH,GRP,LTC; AGENT; 5/98-PRES; 10 HRS/MNTH; 5 HRS/MNTH DURING TRADING HRS.1% TIME SPENT 2. 12/15/06 - ACT AS A HEALTH INSURANCE BROKER FOR SMALL BUSINESS IN THE STATE OF NJ, SPEND ABOUT 3 HOURS PER YEAR PER CLIENT TO SERVICE THE ACCOUNTS I HAVE/ 1% TIME 3. 09/13/2010 - DBA ONLY - MORRISTOWN FINANCIAL GROUP - 5%

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-07-01
  • S63 Uniform Securities Agent State Law Examination
    1998-07-01

View on SEC IAPD

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