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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
Branch Locations
694 Route 15 South Suite 203, Lake Hopatcong, NJ 07849 • United States
135 Us Highway 202/206 Suite 3, Bedminster, NJ 07921 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Lake Hopatcong | NJ | 08/2013 | Present |
| Pruco Securities, Llc. | Lake Hopatcong | NJ | 08/2013 | 11/2024 |
| Jia,Llc | Lake Hopatcong | NJ | 06/2005 | Present |
| Lpl Enterprise, Llc | Lake Hopatcong | NJ | 11/2024 | Present |
1) 10/22/2024- JIA, LLC- DBA exists for the purpose of tax/ bookkeeping- Business Entity for Tax/Investment Purposes Only- Not INV Related- Lake Hopatcong, NJ- Start Date 08/30/2018- 0hrs/mth- 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-08-25 |
| S65 | Uniform Investment Adviser Law Examination | 2021-05-03 |
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