Brad B Morgan

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-03-14
TX	RA	APPROVED	2023-03-14

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Batavia	NY	09/2022	Present
Hover Inc	San Francisco	CA	04/2018	07/2022
Milton Cat	Batavia	NY	10/2017	04/2018
Allstate Insurance	Leroy	NY	09/2015	09/2018
S&S Limousine	Leroy	NY	10/2016	03/2019
Unemployed	Leroy	NY	07/2022	09/2022
Bank Of America, N.A.	Batavia	NY	01/2023	Present

09/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Batavia, NY
04/2018 → 07/2022

Hover Inc

San Francisco, CA
10/2017 → 04/2018

Milton Cat

Batavia, NY
09/2015 → 09/2018

Allstate Insurance

Leroy, NY
10/2016 → 03/2019

S&S Limousine

Leroy, NY
07/2022 → 09/2022

Unemployed

Leroy, NY
01/2023 → Present

Bank Of America, N.A.

Batavia, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-03-10

Nearby Firms