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Brad B Morgan

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Batavia, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-03-14
TX RA APPROVED 2023-03-14
  • NY RA
    APPROVED
    Since 2023-03-14
  • TX RA
    APPROVED
    Since 2023-03-14

Branch Locations

21 Masse Pl, Batavia, NY 14020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Batavia NY 09/2022 Present
Hover Inc San Francisco CA 04/2018 07/2022
Milton Cat Batavia NY 10/2017 04/2018
Allstate Insurance Leroy NY 09/2015 09/2018
S&S Limousine Leroy NY 10/2016 03/2019
Unemployed Leroy NY 07/2022 09/2022
Bank Of America, N.A. Batavia NY 01/2023 Present
  • 09/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Batavia, NY
  • 04/2018 → 07/2022
    Hover Inc
    San Francisco, CA
  • 10/2017 → 04/2018
    Milton Cat
    Batavia, NY
  • 09/2015 → 09/2018
    Allstate Insurance
    Leroy, NY
  • 10/2016 → 03/2019
    S&S Limousine
    Leroy, NY
  • 07/2022 → 09/2022
    Unemployed
    Leroy, NY
  • 01/2023 → Present
    Bank Of America, N.A.
    Batavia, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-10
  • S66 Uniform Combined State Law Examination
    2023-03-10

View on SEC IAPD

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