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Frederick Korfeh Tommy

Wells Fargo Clearing Services, LLC

Houston, TX

Houston, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-23
  • TX RA
    APPROVED
    Since 2023-08-23

Branch Locations

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

9577 Jones Rd Ste 115, Houston, TX 77065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Houston TX 09/2022 Present
Wells Fargo Bank, Na Houston TX 06/2019 Present
Automatic Data Processing (Adp) Llc Florence SC 06/2016 05/2019
Liberty Tax Service Florence SC 12/2014 05/2017
  • 09/2022 → Present
    Wells Fargo Clearing Services, Llc
    Houston, TX
  • 06/2019 → Present
    Wells Fargo Bank, Na
    Houston, TX
  • 06/2016 → 05/2019
    Automatic Data Processing (Adp) Llc
    Florence, SC
  • 12/2014 → 05/2017
    Liberty Tax Service
    Florence, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-16
S63 Uniform Securities Agent State Law Examination 2023-04-06
  • S65 Uniform Investment Adviser Law Examination
    2023-08-16
  • S63 Uniform Securities Agent State Law Examination
    2023-04-06
Other Names
  • Frederick Korfeh Tommy
  • Frederick Korfeh-Tommy

View on SEC IAPD

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